Module: SecEdgar

Defined in:

lib/sec_edgar.rb,
lib/sec_edgar/poll.rb,
lib/sec_edgar/entity.rb,
lib/sec_edgar/filing.rb,
lib/sec_edgar/address.rb,
lib/sec_edgar/sec_uri.rb,
lib/sec_edgar/footnote.rb,
lib/sec_edgar/ftp_client.rb,
lib/sec_edgar/basic_stats.rb,
lib/sec_edgar/transaction.rb,
lib/sec_edgar/filing_parser.rb,
lib/sec_edgar/officer_title.rb,
lib/sec_edgar/ownership_document.rb,
lib/sec_edgar/derivative_transaction.rb,
lib/sec_edgar/nil_ownership_document.rb

Defined Under Namespace

Modules: BasicStats Classes: Address, DerivativeTransaction, Entity, Filing, FilingParser, Footnote, FtpClient, NilOwnershipDocument, OfficerTitle, OwnershipDocument, Poll, PollFiling, SecURI, Transaction

Constant Summary

TRANSACTION_CODES =

{
  'P' => 'Open market or private purchase of non-derivative or derivative security',
  'S' => 'Open market or private sale of non-derivative or derivative security6',
  'V' => 'Transaction voluntarily reported earlier than required',
  'A' => 'Grant, award or other acquisition pursuant to Rule 16b-3(d)',
  'D' => 'Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e)',
  'F' => 'Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise',
  'I' => 'Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer',
  'M' => 'Exercise or conversion of derivative security exempted pursuant to Rule 16b-3',
  'C' => 'Conversion of derivative security',
  'E' => 'Expiration of short derivative position',
  'H' => 'Expiration (or cancellation) of long derivative position with value received',
  'O' => 'Exercise of out-of-the-money derivative security',
  'X' => 'Exercise of in-the-money or at-the-money derivative security',
  'G' => 'Bona fide gift',
  'L' => 'Small acquisition under Rule 16a-6',
  'W' => 'Acquisition or disposition by will or the laws of descent and distribution',
  'Z' => 'Deposit into or withdrawal from voting trust',
  'J' => 'Other acquisition or disposition (describe transaction)',
  'K' => 'Transaction in equity swap or instrument with similar characteristics',
  'U' => 'Disposition pursuant to a tender of shares in a change of control transaction'
}